Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Apostolos Pitsironis (Paul Pitsironis). If you suffered losses investing with Apostolos Pitsironis, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Apostolos Pitsironis (Paul Pitsironis) (CRD# 2804907)
As of November 14, 2019, Apostolos Pitsironis’s (Paul Pitsironis) FINRA BrokerCheck Report contains the following:
3 Customer Dispute(s)
1 Regulatory Event(s)
1 Employment Separation After Allegations
Current and Previous Registrations
12/21/2018 – 06/28/2019 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) MELVILLE, NY
05/30/2012 – 12/26/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HAUPPAUGE, NY
05/09/2008 – 05/31/2012 RBC CAPITAL MARKETS, LLC (CRD#:31194) JERICHO, NY
04/02/2001 – 05/30/2008 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) MELVILLE, NY
10/04/1996 – 04/03/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
This information is all publicly available and provided to you by Galvin Legal.
Galvin Legal is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.