Did you lose money investing with Dean Kajouras (CRD# 1436548)?
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Dean Kajouras. If you suffered losses investing with Dean Kajouras, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 21, 2020, Dean Kajouras’s FINRA BrokerCheck Report contains the following:
Disclosure Events
7 Customer Dispute(s)
1 Regulatory Event(s)
1 Employment Separation After Allegations
6 Judgment(s)/Lien(s)
Current and Previous Registrations
09/23/2014 – PRESENT FORDHAM FINANCIAL MANAGEMENT, INC. (CRD#:20996) NEW YORK, NY
07/2008 – 09/2014 SPARTAN CAPITAL SECURITIES, LLC (CRD# 146251) – NEW YORK, NY
11/2006 – 08/2008 GARDEN STATE SECURITIES, INC. (CRD#:10083) – NEW YORK, NY
11/1999 – 11/2006 FORDHAM FINANCIAL MANAGEMENT, INC. (CRD# 20996) – NEW YORK, NY
08/1998 – 11/1999 FAIRCHILD FINANCIAL GROUP, INC. (CRD# 21404) – NEW YORK, NY
FINRA expelled the firm in 12/2001
05/1997 – 08/1998 IAR SECURITIES CORP. (CRD# 5155) – NEW YORK, NY
FINRA expelled the firm in 08/2012
01/1995 – 04/1997 VTR CAPITAL, INC. (CRD# 21404) – NEW YORK, NY
FINRA expelled the firm in 12/2001
08/1993 – 12/1994 BERKELEY SECURITIES CORPORATION (CRD# 8397) – NEW YORK, NY
11/1990 – 08/1993 J. GREGORY & COMPANY, INC. (CRD# 14892)
01/1990 – 11/1990 THE STUART-JAMES COMPANY, INCORPORATED (CRD# 11691)
11/1985 – 11/1990 THE STUART-JAMES COMPANY, INCORPORATED (CRD# 11691) – DENVER, CO
04/1989 – 02/1990 SHEARSON LEHMAN HUTTON INC. (CRD# 7506) – NEW YORK, NY
Due Diligence Requirement
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
Request a Free Consultation with a Securities Attorney
If you suffered losses investing with Dean Kajouras and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.