Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Kevin Gunnip (Scott Gunnip). If you suffered losses investing with Kevin Gunnip (Scott Gunnip), then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Kevin Gunnip (Scott Gunnip) (CRD# 2701801)
As of October 1, 2019, Kevin Gunnip’s (Scott Gunnip) FINRA BrokerCheck Report contains the following:
3 Customer Dispute(s)
1 Regulatory Event(s)
1 Employment Separation After Allegations
Current and Previous Registrations
06/01/2009 – 03/22/2018 MORGAN STANLEY (CRD#:149777) SOUTHLAKE, TX
04/02/2007 – 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) FT. WORTH, TX
03/08/1996 – 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) FT. WORTH, TX
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.