Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Peter Cunningham. If you suffered losses investing with Peter Cunningham, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Peter Cunningham (CRD# 2400211)
As of September 9, 2019, Peter Cunningham’s FINRA BrokerCheck Report contains the following:
Disclosure Events
6 Customer Dispute(s)
1 Regulatory Event(s)
0 Investigation(s)
1 Employment Separation After Allegations
0 Criminal Disclosure(s)
0 Financial Disclosure(s)
0 Civil Disclosure(s)
0 Judgment(s)/Lien(s)
Current and Previous Registrations
01/29/2002 – PRESENT STOCKCROSS FINANCIAL SERVICES, INC. (CRD#: 6670) Beverly Hills, CA
12/22/2017 – 08/17/2018 MURIEL SIEBERT & CO., INC. (CRD#:5376) Beverly Hills, CA
03/28/2017 – 06/13/2017 MURIEL SIEBERT & CO., INC. (CRD#:5376) Beverly Hills, CA
11/07/1997 – 01/11/2002 TD WATERHOUSE INVESTOR SERVICES, INC. (CRD#:7870) OMAHA, NE
02/28/1994 – 11/07/1997 KENNEDY, CABOT & CO. (CRD#:2417) BEVERLY HILLS, CA
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Peter Cunningham and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.