FINRA BrokerCheck CRD Expungement Attorney
Galvin Legal challenged FINRA Overreach and Forced a Rule Change on Hearing Record Access. At Galvin Legal, PLLC, we are committed to ensuring fairness for registered representatives within the FINRA dispute resolution system. A critical aspect of Read More
Did you lose money investing with Alexander Vesneske (CRD# 6156226)? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Alexander Vesneske. If you suffered losses investing with Read More
Did you lose money investing in MCMP Fules Trading II? Galvin Legal, PLLC is launching an investigation on behalf of investors who suffered losses investing in MCMP Fules Trading II at the recommendation of their financial advisor. If you suffered Read More
Did you lose money investing in Necessity Retail REIT? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing in Necessity Retail REIT at the recommendation of their financial advisor. If you Read More
Galvin Legal challenged FINRA Overreach and Forced a Rule Change on Hearing Record Access. At Galvin Legal, PLLC, we are committed to ensuring fairness for registered representatives within the FINRA dispute resolution system. A critical aspect of this commitment involves holding FINRA accountable to its own rules and the law. A notable example of thisRead More
SR-FINRA-2022-024 Comment Letters James P. Galvin’s Second Comment Letter to FINRA’s Proposed Expungement Rule Changes – SR-FINRA-2022-024 James P. Galvin’s Comment Letter to FINRA’s Proposed Expungement Rule Changes – SR-FINRA-2022-024 Addendum to James P. Galvin’s Comment Letter to FINRA’s Proposed Expungement Rule Changes – SR-FINRA-2022-024 Second Addendum to James P. Galvin’s Comment Letter to FINRA’sRead More
