FINRA BrokerCheck Expungement | CRD Expungement Attorney

"Galvin Legal is the most outstanding, high quality professional legal firm I have ever had the privilege of using. I recommend Mr. Galvin and his entire legal team to anyone who needs a true down to earth, directly to the point lawyer for personal representation. He cares about his clients with the utmost respect, stands with us leading the way to helping those in need. Mr. Galvin provided me with the finest legal assistance I could have ever imagined, a true winner for helping those in need. I am thankful for the Galvin legal team, their hard work and efforts righting the wrongs, you are a blessing. Thank you again!"

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FINRA CRD Expungement Proposed Rule Change – Broker Alert

FINRA CRD Expungement Proposed Rule Change On November 10, 2022, the SEC issued an order instituting proceedings to determine whether to approve or disapprove FINRA’s proposal, as modified by Amendment No. 1, to amend the Codes of Arbitration Procedure to modify the current process relating to the expungement of customer dispute information. See the SEC NoticeRead More

Regulatory Notice 21-09 – Broker Alert

Regulatory Notice 21-09 FINRA released Regulatory Notice 21-09 on March 10, 2021 and has announced that the new rules will come into effect on September 1, 2021. The new rules could significantly affect your ability to associate with broker-dealers. If you have unfair disclosure items on your FINRA BrokerCheck Report, then request a free consultation orRead More