Here are some Resources for investors, including some common types of investments that are sold to investors for whom they are usually unsuitable.
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Challenges FINRA Overreach and Forced a Rule Change on Hearing Record Access
Galvin Legal challenged FINRA Overreach and Forced a Rule Change on Hearing Record Access. At Galvin Legal, PLLC, we are committed to ensuring fairness for registered representatives within the FINRA dispute resolution system. A critical aspect of this commitment involves holding FINRA accountable to its own rules and the law. A notable example of thisRead More
Taglich Brothers, Michael Taglich, Robert Taglich, and Richard Oh Arbitration Claim
Galvin Legal Advances Significant Arbitration Claim Against Taglich Brothers, Michael Taglich, Robert Taglich, and Richard Oh; Panel Denies Dismissal of Bioventrix Claims With Prejudice Galvin Legal is actively pursuing a significant FINRA arbitration claim filed on behalf of investors against Taglich Brothers, Inc., and its principals, Michael Nicolas Taglich, Robert Francis Taglich, and Richard C.Read More