Galvin Legal's BrokerCheck CRD Expungement attorneys assist registered representatives clean up their BrokerCheck with FINRA Expungement services.
If you have suffered investment losses as a result of your broker’s investment recommendations, then Galvin Legal's securities fraud attorney may be able to help you recover those losses.
Galvin Legal, PLLC can help you start a business, acquire a business, or restructure an existing business.
Galvin Legal, PLLC represents financial advisors nationwide in promissory note and employee forgivable loan cases before FINRA.
Galvin Legal provides legal representation to financial advisors, broker-dealers, and registered investment advisors undergoing SEC and/or FINRA Regulatory Investigations.
Galvin Legal provides legal representation to financial advisors who have received FINRA 8210 Request letters respond to those letters and with any subsequent requests, investigations, or examinations that may follow.
One of the most important things that a financial advisor should do when he or she is being discharged from a firm is to retain a FINRA Form U5 Language Negotiation attorney. The explanatory language the firm includes will be publicly available to anyone on BrokerCheck and it is important that you have proper representation negotiating it.
Galvin Legal's Mergers and Acquisitions Attorneys can help with all stages from deal negotiation to drafting all necessary documents.