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GALVIN LEGAL, PLLC provides CRD Expungement assistance to registered representatives who are interested in expunging certain disclosure items from their FINRA BrokerCheck Report.
If you have suffered investment losses as a result of your broker’s investment recommendations, then GALVIN LEGAL, PLLC may be able to help you recover those losses through Securities Arbitration or Securities Mediation.
GALVIN LEGAL, PLLC provides Securities Regulation and Compliance Consulting services for broker-dealers and registered investment advisors.
