FINRA BrokerCheck CRD Expungement Attorney
Did you lose money investing in IMH Class B Shares? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing in IMH Class B Shares at the recommendation of their financial advisor. If you Read More
Did you lose money investing in Town Homes of Mt Prospect? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing in Town Homes of Mt Prospect at the recommendation of their financial advisor. Read More
Did you lose money investing in Wells Real Estate Fund VII A? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing in Wells Real Estate Fund VII A at the recommendation of their financial Read More
Did you lose money investing in Wells Real Estate Fund VIII A? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing in Wells Real Estate Fund VIII A at the recommendation of their financial Read More
Galvin Legal challenged FINRA Overreach and Forced a Rule Change on Hearing Record Access. At Galvin Legal, PLLC, we are committed to ensuring fairness for registered representatives within the FINRA dispute resolution system. A critical aspect of this commitment involves holding FINRA accountable to its own rules and the law. A notable example of thisRead More
SR-FINRA-2022-024 Comment Letters James P. Galvin’s Second Comment Letter to FINRA’s Proposed Expungement Rule Changes – SR-FINRA-2022-024 James P. Galvin’s Comment Letter to FINRA’s Proposed Expungement Rule Changes – SR-FINRA-2022-024 Addendum to James P. Galvin’s Comment Letter to FINRA’s Proposed Expungement Rule Changes – SR-FINRA-2022-024 Second Addendum to James P. Galvin’s Comment Letter to FINRA’sRead More
