FINRA BrokerCheck CRD Expungement Attorney
SR-FINRA-2022-024 Comment Letters James P. Galvin’s Second Comment Letter to FINRA’s Proposed Expungement Rule Changes – SR-FINRA-2022-024 James P. Galvin’s Comment Letter to FINRA’s Proposed Expungement Rule Changes – SR-FINRA-2022-024 Read More
Did you lose money investing with Enoch Booth (CRD# 4370233)? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Enoch Booth. If you suffered losses investing with Enoch Booth, then Read More
Did you lose money investing with Samuel Lohner (CRD# 4064052)? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Samuel Lohner. If you suffered losses investing with Samuel Lohner, Read More
Did you lose money investing with Tyler Rigsbee (CRD# 6351278)? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Tyler Rigsbee. If you suffered losses investing with Tyler Rigsbee, Read More
Galvin Legal challenged FINRA Overreach and Forced a Rule Change on Hearing Record Access. At Galvin Legal, PLLC, we are committed to ensuring fairness for registered representatives within the FINRA dispute resolution system. A critical aspect of this commitment involves holding FINRA accountable to its own rules and the law. A notable example of thisRead More
Galvin Legal Advances Significant Arbitration Claim Against Taglich Brothers, Michael Taglich, Robert Taglich, and Richard Oh; Panel Denies Dismissal of Bioventrix Claims With Prejudice Galvin Legal is actively pursuing a significant FINRA arbitration claim filed on behalf of investors against Taglich Brothers, Inc., and its principals, Michael Nicolas Taglich, Robert Francis Taglich, and Richard C.Read More
