FINRA BrokerCheck CRD Expungement Attorney
UPDATE 4/11/2020: According to FINRA's February 2020 Disciplinary Actions: "Andrew Joseph Fairchild (CRD #1959274, Parkland, Florida) December 6, 2019 – An AWC was issued in which Fairchild was assessed a deferred fine of $7,500 and suspended from Read More
UPDATE 4/11/2020: According to FINRA's February 2020 Disciplinary Actions: "Jerry Michael Wells (CRD #1015358, Fairport, New York) December 4, 2019 – An AWC was issued in which Wells was fined $5,000 and suspended from association with any FINRA Read More
Did you lose money investing with Robert Renteria (a/k/a Robert Herrera) (CRD# 5773053)? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Robert Renteria (a/k/a Robert Herrera). If Read More
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with PFS Investments. If you suffered losses investing with PFS Investments, then Galvin Legal, PLLC may be able to help you recover your Read More
Galvin Legal challenged FINRA Overreach and Forced a Rule Change on Hearing Record Access. At Galvin Legal, PLLC, we are committed to ensuring fairness for registered representatives within the FINRA dispute resolution system. A critical aspect of this commitment involves holding FINRA accountable to its own rules and the law. A notable example of thisRead More
Did you lose money investing with Kenneth Byrne (CRD# 1191939)? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Kenneth Byrne. If you suffered losses investing with Kenneth Byrne, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial IndustryRead More
