FINRA BrokerCheck CRD Expungement Attorney
Galvin Legal challenged FINRA Overreach and Forced a Rule Change on Hearing Record Access. At Galvin Legal, PLLC, we are committed to ensuring fairness for registered representatives within the FINRA dispute resolution system. A critical aspect of Read More
Did you suffer investment losses with Funding Circle Securities (a/k/a DSRM Brokerage) (CRD# 149479) (SEC# 8-68146)? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Funding Circle Read More
Did you suffer investment losses with MCG Securities (a/k/a Merion Capital Group, Strategic Wealth Management Advisors) (CRD# 163144) (SEC# 8-69068)? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered Read More
Did you suffer investment losses with Gordian Investments (a/k/a GK Securities, Gordian Investment Solutions) (CRD# 158611) (SEC# 8-68911)? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses Read More
Galvin Legal challenged FINRA Overreach and Forced a Rule Change on Hearing Record Access. At Galvin Legal, PLLC, we are committed to ensuring fairness for registered representatives within the FINRA dispute resolution system. A critical aspect of this commitment involves holding FINRA accountable to its own rules and the law. A notable example of thisRead More
SR-FINRA-2022-024 Comment Letters James P. Galvin’s Second Comment Letter to FINRA’s Proposed Expungement Rule Changes – SR-FINRA-2022-024 James P. Galvin’s Comment Letter to FINRA’s Proposed Expungement Rule Changes – SR-FINRA-2022-024 Addendum to James P. Galvin’s Comment Letter to FINRA’s Proposed Expungement Rule Changes – SR-FINRA-2022-024 Second Addendum to James P. Galvin’s Comment Letter to FINRA’sRead More
