Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Bradley Mascho. If you suffered losses investing with Bradley Mascho, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Bradley Mascho (CRD# 2039720)
As of September 20, 2019, Bradley Mascho’s FINRA BrokerCheck Report contains the following:
Disclosure Events
14 Customer Dispute(s)
2 Regulatory Event(s)
1 Employment Separation After Allegations
1 Criminal Disclosure(s)
1 Civil Disclosure(s)
Current and Previous Registrations
10/01/2009 – 12/05/2017 WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262) FREDERICK, MD
02/16/2006 – 10/06/2009 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) WASHINGTON, DC
09/16/1999 – 02/23/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
03/18/1997 – 07/27/1999 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
03/18/1997 – 07/27/1999 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Bradley Mascho and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.