Brandt Wendland
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Brandt Wendland. If you suffered losses investing with Brandt Wendland, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Previous Registration(s)
03/2004 – PRESENT FELTL & COMPANY ( CRD# 6905 ) – MINNEAPOLIS, MN
03/1998 – 04/2004 RBC DAIN RAUSCHER INC. ( CRD# 31194 ) – NEW YORK, NY
12/1997 – 03/1998 DAIN RAUSCHER INCORPORATED ( CRD# 7600 )
07/1995 – 01/1998 JOHN G. KINNARD AND COMPANY, INCORPORATED ( CRD# 466 ) – MINNEAPOLIS, MN
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Brandt Wendland and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com.