Brian Egan – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Brian Egan. If you suffered losses investing with Brian Egan, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Brian Egan (CRD# 4527950)
FINRA has permanently barred this individual from acting as a broker or otherwise associating with firms that sell securities to the public.
Previous Registration(s)
04/2010 – 07/2015 INDEPENDENT FINANCIAL GROUP, LLC (CRD# 7717) – LAGUNA NIGUEL, CA
01/2005 – 04/2010 AFA FINANCIAL GROUP, LLC (CRD# 127648) – LAGUNA NIGUEL, CA
09/2002 – 12/2004 H.D. VEST INVESTMENT SERVICES (CRD# 13686) – IRVING, TX
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Brian Egan and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
