Carlos Taylor – Investor Alert

Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Carlos Taylor. If you suffered losses investing with Carlos Taylor, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.

Disclosure Events

06/09/2016 Customer Dispute – Pending
05/20/2016 Customer Dispute – Pending
05/16/2016 Customer Dispute – Withdrawn
12/09/2015 Customer Dispute – Pending
11/05/2015 Customer Dispute – Pending
10/28/2015 Customer Dispute – Pending
10/26/2015 Customer Dispute – Pending
10/21/2015 Customer Dispute – Pending
10/19/2015 Customer Dispute – Pending
10/19/2015 Customer Dispute – Pending
10/14/2015 Customer Dispute – Pending
10/14/2015 Customer Dispute – Pending
10/14/2015 Customer Dispute – Pending
10/13/2015 Customer Dispute – Pending
10/12/2015 Customer Dispute – Pending
09/29/2015 Customer Dispute – Pending
09/22/2015 Customer Dispute – Pending
09/22/2015 Customer Dispute – Pending
09/11/2015 Customer Dispute – Pending
09/09/2015 Customer Dispute – Pending
08/20/2015 Customer Dispute – Pending
08/19/2015 Customer Dispute – Settled
08/11/2015 Customer Dispute – Pending
07/01/2015 Customer Dispute – Pending
04/30/2015 Customer Dispute – Withdrawn
04/27/2015 Customer Dispute – Withdrawn
04/09/2015 Customer Dispute – Pending
04/08/2015 Customer Dispute – Withdrawn
03/25/2015 Customer Dispute – Pending
03/24/2015 Customer Dispute – Pending
08/19/2014 Customer Dispute – Pending
07/23/2014 Customer Dispute – Pending
07/10/2014 Customer Dispute – Pending
07/07/2014 Customer Dispute – Pending
06/02/2014 Customer Dispute – Pending
05/07/2014 Customer Dispute – Pending
11/08/2013 Customer Dispute – Pending
10/29/2013 Customer Dispute – Pending
10/29/2013 Customer Dispute – Settled

Current and Previous Registrations

04/1998 – PRESENT UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (CRD# 13042) – SAN JUAN, PR
01/1998 – PRESENT UBS FINANCIAL SERVICES INC. (CRD# 8174) – SAN JUAN, PR
09/2009 – 01/2010 UBS INTERNATIONAL INC. (CRD# 107726) – NEW YORK, NY

FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.

If you suffered losses investing with Carlos Taylor and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.

Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.