Charles White
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Charles White. If you suffered losses investing with Charles White, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Previous Registration(s)
05/1992 – PRESENT BARRETT & COMPANY ( CRD# 1175 ) – PROVIDENCE, RI
05/1987 – 05/1992 AMERICAN SECURITIES & RESEARCH CORPORATION ( CRD# 19404 )
09/1986 – 05/1987 COMMONWEALTH EQUITY SERVICES, INC. ( CRD# 8032 )
10/1985 – 08/1986 INVESTMENT BROKERS OF AMERICA ( CRD# 14607 )
03/1985 – 11/1985 WADDELL & REED, INC. ( CRD# 866 )
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Charles White and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com.
