Chris Armstrong – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Chris Armstrong. If you suffered losses investing with Chris Armstrong, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Chris Armstrong (CRD# 6290438q)
As of December 5, 2016, Chris Armstrong’s FINRA BrokerCheck Report contains the following:
Disclosure Events
12/01/2012 Financial – Final
Current and Previous Registrations
04/2016 – 12/2016 FIRST FINANCIAL EQUITY CORPORATION (CRD# 16507) – SURPRISE, AZ
03/2014 – 03/2016 MORGAN STANLEY (CRD# 149777) – PEORIA, AZ
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Chris Armstrong and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.