Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with David Manor. If you suffered losses investing with David Manor, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
David Manor (CRD# 6033220)
As of October 11, 2019, David Manor’s FINRA BrokerCheck Report contains the following:
Disclosure Events
2 Customer Dispute(s)
1 Regulatory Event(s)
1 Employment Separation After Allegations
Current and Previous Registrations
08/08/2016 – 02/06/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) BOSTON, MA
02/05/2013 – 07/15/2016 SANTANDER SECURITIES LLC (CRD#:41791) BROOKLINE, MA
06/29/2012 – 01/07/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOSTON, MA
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with David Manor and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.