Dion Padilla
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Dion Padilla. If you suffered losses investing with Dion Padilla, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Previous Registration(s)
02/2006 – PRESENT NEXT FINANCIAL GROUP, INC. ( CRD# 46214 ) – SAN ANTONIO, TX
10/2003 – 03/2006 SECURITIES AMERICA, INC. ( CRD# 10205 ) – LAVISTA, NE
12/2002 – 08/2003 UBS FINANCIAL SERVICES INC. ( CRD# 8174 ) – WEEHAWKEN, NJ
08/2002 – 03/2003 VALIC FINANCIAL ADVISORS, INC. ( CRD# 42803 ) – HOUSTON, TX
08/2001 – 03/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED ( CRD# 7691 ) – NEW YORK, NY
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Dion Padilla and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com.
