Edgar Thomas
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Edgar Thomas. If you suffered losses investing with Edgar Thomas, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Previous Registration(s)
08/2013 – PRESENT CALTON & ASSOCIATES, INC. ( CRD# 20999 ) – LAKELAND, FL
12/2012 – 08/2013 CABOT LODGE SECURITIES LLC ( CRD# 159712 ) – TAMPA, FL
08/2009 – 06/2012 BROOKSTONE SECURITIES, INC. ( CRD# 13366 ) – LAKELAND, FL
FINRA expelled the firm in 10/2012
08/2009 – 09/2009 J.W. COLE FINANCIAL, INC. ( CRD# 124583 ) – TAMPA, FL
02/1999 – 08/2009 INVESTORS CAPITAL CORP. ( CRD# 30613 ) – WINTER HAVEN, FL
06/1996 – 05/1997 MCC SECURITIES, INC. ( CRD# 36286 ) – TAMPA, FL
05/1992 – 01/1995 PRUCO SECURITIES CORPORATION ( CRD# 5685 ) – NEWARK, NJ
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Edgar Thomas and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com.
