Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Gabriel Hynes. If you suffered losses investing with Gabriel Hynes, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Gabriel Hynes (CRD# 3152541)
As of April 8, 2020, Gabriel Hynes’s FINRA BrokerCheck Report contains the following:
BARRED: FINRA has barred this individual from acting as a broker or otherwise associating with a broker-dealer firm.
See FINRA Case No. 2018059098601
Disclosure Events
2 Customer Dispute(s)
2 Regulatory Event(s)
2 Employment Separation After Allegations
Current and Previous Registrations
03/12/2018 – 04/13/2018 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) ST. AUGUSTINE, FL
02/15/2018 – 02/22/2018 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) ST. AUGUSTINE, FL
01/18/2001 – 06/20/2017 NYLIFE SECURITIES LLC (CRD#:5167) ST AUGUSTINE, FL
01/08/1999 – 12/20/2000 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Gabriel Hynes and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.