Geoffrey Garratt
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Geoffrey Garratt. If you suffered losses investing with Geoffrey Garratt, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Previous Registration(s)
03/2015 – PRESENT FIRST STANDARD FINANCIAL COMPANY LLC (CRD# 168340) – STATEN ISLAND, NY
07/2012 – 03/2015 NATIONAL SECURITIES CORPORATION (CRD# 7569) – RED BANK, NJ
06/2010 – 06/2012 BROOKSTONE SECURITIES, INC. (CRD# 13366) – STATEN ISLAND, NY
FINRA expelled the firm in 10/2012
08/2006 – 05/2010 NEWBRIDGE SECURITIES CORPORATION (CRD# 104065) – RED BANK, NJ
07/2006 – 07/2006 GREAT EASTERN SECURITIES, INC. (CRD# 2061) – NEW YORK, NY
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Geoffrey Garratt and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com.
