FINRA BrokerCheck CRD Expungement Attorney
UPDATE 4/11/2020: According to FINRA's February 2020 Disciplinary Actions: "Mercer Hicks III (CRD #245170, Southern Pines, North Carolina) December 20, 2019 – Hicks was named a respondent in a FINRA complaint alleging that he recommended unsuitable Read More
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Capital Investment Group. If you suffered losses investing with Capital Investment Group, then Galvin Legal, PLLC may be able to help Read More
Did you lose money investing with Bryce Jenney (CRD# 6207379)? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Bryce Jenney. If you suffered losses investing with Bryce Jenney, then Read More
UPDATE 4/11/2020: According to FINRA's February 2020 Disciplinary Actions: "Robert Henderson (CRD #1160413, Miramar, Florida) December 6, 2019 – Henderson was named a respondent in a FINRA complaint alleging that he engaged in outside business Read More
Galvin Legal challenged FINRA Overreach and Forced a Rule Change on Hearing Record Access. At Galvin Legal, PLLC, we are committed to ensuring fairness for registered representatives within the FINRA dispute resolution system. A critical aspect of this commitment involves holding FINRA accountable to its own rules and the law. A notable example of thisRead More
Did you lose money investing with Kenneth Byrne (CRD# 1191939)? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Kenneth Byrne. If you suffered losses investing with Kenneth Byrne, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial IndustryRead More
