Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Jeffery Vaughn. If you suffered losses investing with Jeffery Vaughn, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Jeffery Vaughn (CRD# 2124515)
As of April 9, 2020, Jeffery Vaughn’s FINRA BrokerCheck Report contains the following:
Disclosure Events
3 Regulatory Event(s)
1 Employment Separation After Allegations
Current and Previous Registrations
05/07/2014 – 03/02/2016 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) CINCINNATI, OH
11/21/2005 – 05/28/2013 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) COVINGTON, KY
08/24/2000 – 11/22/2005 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
06/01/1998 – 11/22/2005 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
06/28/1991 – 06/01/1998 CIGNA FINANCIAL ADVISORS,INC. (CRD#:145) RADNOR, PA
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Jeffery Vaughn and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
