John Kakonikos
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with John Kakonikos. If you suffered losses investing with John Kakonikos, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Previous Registration(s)
02/2014 – 02/2016 SOUTHEAST INVESTMENTS, N.C., INC. (CRD# 43035) – East Meadow, NY
08/2010 – 02/2014 CALDWELL INTERNATIONAL SECURITIES (CRD# 104323) – LAKE SUCCESS, NY
04/2010 – 08/2010 JOHN THOMAS FINANCIAL (CRD# 40982) – NEW YORK, NY
FINRA expelled the firm in 10/2013
02/2007 – 05/2010 CALDWELL INTERNATIONAL SECURITIES (CRD# 104323) – GARDEN CITY, NY
08/2005 – 02/2007 HUNTER SCOTT FINANCIAL LLC. (CRD# 45559) – UNIONDALE, NY
FINRA expelled the firm in 10/2014
10/1999 – 08/2005 J.P. TURNER & COMPANY, L.L.C. (CRD# 43177) – ATLANTA, GA
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with John Kakonikos and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com.
