Jonathan Altman – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Jonathan Altman. If you suffered losses investing with Jonathan Altman, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Jonathan Altman (CRD# 2248764)
Disclosure Events
08/28/2013 Judgment/Lien
11/24/2009 Customer Dispute – Closed-No Action
04/19/2006 Customer Dispute – Settled
04/04/2002 Customer Dispute – Closed-No Action
01/10/2001 Customer Dispute – Closed-No Action
08/16/1999 Customer Dispute – Settled
08/09/1999 Customer Dispute – Settled
08/09/1999 Customer Dispute – Settled
Current and Previous Registrations
07/2010 – 09/2016 REVERE SECURITIES LLC (CRD# 14178) – BOSTON, MA
09/2007 – 07/2010 JESUP & LAMONT SECURITIES CORP (CRD# 39056) – BOSTON, MA
FINRA expelled the firm in 11/2010
05/2004 – 09/2007 OPPENHEIMER & CO. INC. (CRD# 249) – BOSTON, MA
07/2001 – 06/2004 A. G. EDWARDS & SONS, INC. (CRD# 4) – ST. LOUIS, MO
07/1996 – 08/2001 FECHTOR, DETWILER & CO., INC. (CRD# 1794) – BOSTON, MA
09/1992 – 07/1996 JOHN HANCOCK FUNDS, INC. (CRD# 28262) – BOSTON, MA
06/1996 – 07/1996 FECHTOR, DETWILER & CO., INC. (CRD# 1794)
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Jonathan Altman and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.