Joseph Comiskey – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Joseph Comiskey. If you suffered losses investing with Joseph Comiskey, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Joseph Comiskey (CRD# 2760646)
Current and Previous Registrations
02/2008 – PRESENT K.C. WARD FINANCIAL (CRD# 145135) – RONKONKOMA, NY
01/2005 – 04/2008 J.P. TURNER & COMPANY, L.L.C. (CRD# 43177) – RONKONKOMA, NY
04/2003 – 12/2004 AMERICAN CAPITAL PARTNERS, LLC (CRD# 119249) – HAUPPAUGE, NY
03/2003 – 05/2003 GUNNALLEN FINANCIAL, INC (CRD# 17609) – TAMPA, FL
01/2003 – 03/2003 AMERICAN CAPITAL PARTNERS, LLC (CRD# 119249) – HAUPPAUGE, NY
04/2001 – 12/2002 MILESTONE FINANCIAL SERVICES, INC. (CRD# 43295) – BOHEMIA, NY
03/1997 – 04/2001 SEABOARD SECURITIES, INC. (CRD# 755) – FLORHAM PARK, NJ
FINRA expelled the firm in 02/2011
07/1996 – 02/1997 STERLING FOSTER & COMPANY, INC. (CRD# 36052) – UNIONDALE, NY
FINRA expelled the firm in 09/1999
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Joseph Comiskey and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.