Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Michael Paesano. If you suffered losses investing with Michael Paesano, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Michael Paesano (CRD# 1557229)
As of April 9, 2020, Michael Paesano’s FINRA BrokerCheck Report contains the following:
Disclosure Events
21 Customer Dispute(s)
1 Employment Separation After Allegations
Current and Previous Registrations
05/02/2011 – 01/20/2017 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
08/05/2005 – 05/03/2011 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
06/06/2003 – 08/12/2005 MBSC, LLC (CRD#:42430) NEW YORK, NY
03/12/2002 – 06/06/2003 MELLON FINANCIAL MARKETS, LLC (CRD#:17454) NEW YORK, NY
10/18/1999 – 06/05/2000 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
04/22/1999 – 08/26/1999 BLAYLOCK & PARTNERS, L.P. (CRD#:35669) NEW YORK, NY
09/14/1998 – 02/08/1999 SCHONFELD SECURITIES, LLC (CRD#:23304) JERICHO, NY
05/16/1998 – 07/29/1998 FIMAT USA, INC. (CRD#:36118) CHICAGO, IL
07/03/1996 – 03/12/1998 EXCO RMJ INTERNATIONAL INC. (CRD#:21287)
07/03/1996 – 03/12/1998 EXCO USA SECURITIES INC. (CRD#:19710) NEW YORK, NY
02/14/1989 – 05/15/1996 NOMURA SECURITIES INTERNATIONAL, INC. (CRD#:4297) NEW YORK, NY
08/04/1987 – 11/21/1988 COUNTY NATWEST GOVERNMENT SECURITIES, INC. (CRD#:19718)
06/25/1987 – 11/21/1988 COUNTY NATWEST INTERNATIONAL LIMITED (CRD#:14508)
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Michael Paesano and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
