Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Michael Rappa. If you suffered losses investing with Michael Rappa, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Michael Rappa (CRD# 4799159)
As of October 1, 2019, Michael Rappa’s FINRA BrokerCheck Report contains the following:
Disclosure Events
2 Customer Dispute(s)
1 Regulatory Event(s)
Current and Previous Registrations
09/02/2010 – 07/31/2017 FORESTERS EQUITY SERVICES, INC. (CRD#:18464) SAN DIEGO, CA
07/09/2004 – 09/01/2010 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) ROSEVILLE, CA
05/26/2004 – 07/06/2004 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
05/26/2004 – 07/06/2004 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Michael Rappa and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
