Galvin Legal is launching an investigation on behalf of investors who suffered losses investing in UBS Puerto Rico Fixed Income Fund IV (CUSIP 74528A105) at the recommendation of their financial advisor. If you suffered losses investing in the fund, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim against the brokerage firm that recommended the investment.
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing in UBS Puerto Rico Fixed Income Fund IV (CUSIP 74528A105) and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
This information is all publicly available and provided to you by Galvin Legal.
Galvin Legal is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.