Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Randolph Eddlemon (Randy Eddlemon). If you suffered losses investing with Randolph Eddlemon (Randy Eddlemon), then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Randolph Eddlemon (Randy Eddlemon) (CRD# 2285234)
As of November 14, 2019, Randolph Eddlemon (Randy Eddlemon)’s FINRA BrokerCheck Report contains the following:
Disclosure Events
3 Customer Dispute(s)
1 Regulatory Event(s)
1 Employment Separation After Allegations
Current and Previous Registrations
01/04/2005 – 08/11/2017 GENEOS WEALTH MANAGEMENT, INC. (CRD#:120894) SCOTTSDALE, AZ
08/20/1993 – 12/31/2004 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) JERSEY CITY, NJ
09/24/1993 – 12/31/1994 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
10/30/1992 – 08/23/1993 FIRST INVESTORS CORPORATION (CRD#:305) NEW YORK, NY
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Randolph Eddlemon (Randy Eddlemon) and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
This information is all publicly available and provided to you by Galvin Legal.
Galvin Legal is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
