Salvatore Gioe
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Salvatore Gioe. If you suffered losses investing with Salvatore Gioe, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Previous Registration(s)
03/2016 – 03/2016 CHELSEA FINANCIAL SERVICES ( CRD# 47770 ) – STATEN ISLAND, NY
01/2015 – 02/2016 AVENIR FINANCIAL GROUP ( CRD# 148490 ) – NEW YORK, NY
10/2012 – 12/2014 PHX FINANCIAL, INC. ( CRD# 144403 ) – NEW YORK, NY
05/2014 – 06/2014 LEGEND SECURITIES, INC. ( CRD# 44952 ) – NEW YORK, NY
10/2010 – 10/2011 CHARLES VISTA LLC ( CRD# 132650 ) – NEW YORK, NY
FINRA expelled the firm in 01/2014
06/2010 – 10/2010 AEGIS CAPITAL CORP. ( CRD# 15007 ) – NEW YORK, NY
10/2008 – 07/2010 JOHN THOMAS FINANCIAL ( CRD# 40982 ) – NEW YORK, NY
FINRA expelled the firm in 10/2013
10/2006 – 11/2008 FIRST MIDWEST SECURITIES, INC. ( CRD# 21786 ) – PLAINVIEW, NY
02/2006 – 11/2006 THE CONCORD EQUITY GROUP, LLC ( CRD# 14569 ) – SYOSSET, NY
02/2005 – 03/2006 GRANITE ASSOCIATES, INC ( CRD# 46682 ) – MELVILLE, NY
01/2005 – 02/2005 SECURITIES SERVICE NETWORK, INC. ( CRD# 13318 ) – KNOXVILLE, TN
11/2001 – 12/2004 CANTELLA & CO., INC. ( CRD# 13905 ) – BOSTON, MA
07/2001 – 12/2001 LADENBURG CAPITAL MANAGEMENT INC. ( CRD# 14623 ) – BETHPAGE, NY
05/2001 – 07/2001 INVESTEC ERNST & COMPANY ( CRD# 266 ) – NEW YORK, NY
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Salvatore Gioe and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com.
