Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Shawn Evan Burns. If you suffered losses investing with Shawn Evan Burns, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Shawn Evan Burns (CRD# 3138114)
As of August 27, 2019, Shawn Evan Burns’s FINRA BrokerCheck Report contains the following:
Disclosure Events
23 Customer Dispute(s)
1 Regulatory Event(s)
2 Employment Separation After Allegations
1 Financial Disclosure(s)
6 Judgment(s)/Lien(s)
Current and Previous Registrations
04/03/2014 – 05/06/2016 SALOMON WHITNEY FINANCIAL (CRD#:145012) FARMINGDALE, NY
08/24/2012 – 04/11/2014 CAPE SECURITIES INC. (CRD#:7072) HOLBROOK, NY
07/20/2011 – 08/24/2012 SALOMON WHITNEY LLC (CRD#:145012) HOLBROOK, NY
06/12/2009 – 07/05/2011 FIRST MIDWEST SECURITIES, INC. (CRD#:21786) HOLBROOK, NY
05/16/2007 – 06/15/2009 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) HOLTSVILLE, NY
04/21/2005 – 05/16/2007 WESTROCK ADVISORS, INC. (CRD#:114338) NEW YORK, NY
FINRA expelled the firm on 01/18/2011
07/18/2002 – 04/25/2005 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) ATLANTA, GA
05/04/2001 – 06/12/2002 MURPHY & DURIEU (CRD#:6292) NEW YORK, NY
FINRA expelled the firm on 07/14/2015
10/18/2000 – 04/06/2001 CANTELLA & CO., INC. (CRD#:13905) MALDEN, MA
01/01/1999 – 10/18/2000 GLOBAL CAPITAL MARKETS, LLC (CRD#:16191) MELVILLE, NY
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Shawn Evan Burns and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
