FINRA BrokerCheck CRD Expungement Attorney
Did you suffer investment losses with Westminster Financial Securities (CRD# 20677) (SEC# 8-38426)? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Westminster Financial Securities. Read More
Did you suffer investment losses with Higgins Capital Management (a/k/a Higgins institutional Resources) (CRD# 39985) (SEC# 8-48921)? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Read More
Did you suffer investment losses with Rainmaker Securities (CRD# 132995) (SEC# 8-66667)? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Rainmaker Securities. If you suffered losses Read More
Did you suffer investment losses with NMS Capital Advisors (CRD# 140356) (SEC# 8-67307)? Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with NMS Capital Advisors. If you suffered losses Read More
Galvin Legal challenged FINRA Overreach and Forced a Rule Change on Hearing Record Access. At Galvin Legal, PLLC, we are committed to ensuring fairness for registered representatives within the FINRA dispute resolution system. A critical aspect of this commitment involves holding FINRA accountable to its own rules and the law. A notable example of thisRead More
Galvin Legal Advances Significant Arbitration Claim Against Taglich Brothers, Michael Taglich, Robert Taglich, and Richard Oh; Panel Denies Dismissal of Bioventrix Claims With Prejudice Galvin Legal is actively pursuing a significant FINRA arbitration claim filed on behalf of investors against Taglich Brothers, Inc., and its principals, Michael Nicolas Taglich, Robert Francis Taglich, and Richard C.Read More
