Talman Harris – Investor Alert

Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Talman Harris. If you suffered losses investing with Talman Harris, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.

FINRA has permanently barred this individual from acting as a broker or otherwise associating with firms that sell securities to the public.

Previous Registration(s)

05/2011 – 01/2015 RADNOR RESEARCH & TRADING COMPANY LLC (CRD# 130120) – NEW YORK, NY
02/2010 – 04/2011 FIRST MERGER CAPITAL, INC (CRD# 44083) – NEW YORK, NY
05/2009 – 02/2010 SEABOARD SECURITIES, INC. (CRD# 755) – NEW YORK, NY
FINRA expelled the firm in 02/2011
10/2008 – 04/2009 MARTINEZ-AYME SECURITIES (CRD# 109838) – NEW YORK, NY
FINRA expelled the firm in 06/2015
07/2007 – 10/2008 BASIC INVESTORS INC. (CRD# 1187) – NEW YORK, NY
04/2007 – 07/2007 LEGEND SECURITIES, INC. (CRD# 44952) – NEW YORK, NY
01/2004 – 06/2007 NEW YORK GLOBAL SECURITIES, INC. (CRD# 46429) – NEW YORK, NY
08/2003 – 01/2004 GUNNALLEN FINANCIAL, INC (CRD# 17609) – TAMPA, FL
12/2002 – 09/2003 BENCHMARK SECURITIES GROUP, INC. (CRD# 103760) – OKLAHOMA CITY, OK
07/2002 – 12/2002 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979) – DETROIT, MI
01/2002 – 06/2002 HARRISON SECURITIES, INC. (CRD# 14103) – PORT WASHINGTON, NY
FINRA expelled the firm in 12/2004
12/2001 – 04/2002 EHRENKRANTZ KING NUSSBAUM, INC. (CRD# 113525) – MELVILLE, NY
FINRA expelled the firm in 10/2012
11/2001 – 12/2001 EHRENKRANTZ KING NUSSBAUM (CRD# 31140) – NEW YORK, NY
08/2001 – 11/2001 INVESTEC ERNST & COMPANY (CRD# 266) – NEW YORK, NY
11/2000 – 06/2001 JOSEPH STEVENS & COMPANY, INC. (CRD# 35459) – BROOKLYN, NY
06/2000 – 11/2000 SPENCER CLARKE LLC (CRD# 41316) – NEW YORK, NY
06/2000 – 06/2000 INVESTEC ERNST & COMPANY (CRD# 266) – NEW YORK, NY
06/1999 – 06/2000 CAMBRIDGE CAPITAL, LLC (CRD# 41464) – GARDEN CITY, NY
FINRA expelled the firm in 02/2001

FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.

If you suffered losses investing with Talman Harris and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.

Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.