Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Walter Parker. If you suffered losses investing with Walter Parker, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Walter Parker (CRD# 2131232)
As of April 13, 2020, Walter Parker’s FINRA BrokerCheck Report contains the following:
Disclosure Events
13 Customer Dispute(s)
1 Regulatory Event(s)
Current and Previous Registrations
08/01/2006 – 03/07/2018 TITAN SECURITIES (CRD#:131392) Rowlett, TX
01/01/2004 – 12/31/2005 ING FINANCIAL PARTNERS, INC. (CRD#:2882) WYLIE, TX
01/01/2002 – 01/01/2004 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
12/19/2000 – 01/01/2002 BMA FINANCIAL SERVICES, INC. (CRD#:7943) KANSAS CITY, MO
02/25/1993 – 01/03/2001 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
03/20/1991 – 03/09/1993 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) IRVING, TX
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Walter Parker and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
