Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with William Hightower (Bill Hightower). If you suffered losses investing with William Hightower (Bill Hightower), then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
William Hightower (Bill Hightower) (CRD# 2152369)
As of September 23, 2019, William Hightower’s (Bill Hightower) FINRA BrokerCheck Report contains the following:
Disclosure Events
7 Customer Dispute(s)
1 Regulatory Event(s)
Current and Previous Registrations
09/23/2013 – 06/17/2015 LEGACY ASSET SECURITIES, INC. (CRD#:47644) HOUSTON, TX
06/07/2007 – 09/12/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
12/18/2002 – 06/21/2007 RBC DAIN RAUSCHER INC. (CRD#:31194) HOUSTON, TX
10/23/1996 – 12/18/2002 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
08/31/1994 – 09/09/1996 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with William (Bill) Hightower and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.
