Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with American Independent Securities Group. If you suffered losses investing with American Independent Securities Group, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
American Independent Securities Group (CRD# 135288) (SEC# 801-69138, 8-66905)
As of April 4, 2020, American Independent Securities Group’s FINRA BrokerCheck Report contains the following:
Main Office Location
664 S RIVERSHORE LANE
EAGLE, ID 83616
PO BOX 579
EAGLE, ID 83616
Business Telephone Number
Direct Owners and Executive Officers
SELLIN, THOMAS CLIFFORD (CRD#:808358), PRINCIPAL, MEMBER, PRESIDENT, CHIEF EXECUTIVE OFFICER
CARLSON, RYAN SHANE (CRD#:4209072), CHIEF COMPLIANCE OFFICER / FINOP / MEMBER
CIOFFI, NICHOLAS WILLIAM, PRINCIPAL
THOMAS, JOSEPH ALLISON JR (CRD#:1484206), MUNICIPAL PRICIPAL,REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ,MEMBER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.