UPDATE 4/13/2020: According to FINRA’s March 2020 Disciplinary Actions: “Individual Suspended for Failure to Comply with an Arbitration Award or Related Settlement or an Order of Restitution or Settlement Providing for Restitution Pursuant to FINRA Rule Series 9554.” (FINRA Case #20190649461/ARB190045/Arbitration Case #16-03637)
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Eric Abrahams (a/k/a Jason Abrahams). If you suffered losses investing with Eric Abrahams (a/k/a Jason Abrahams), then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Eric Abrahams (a/k/a Jason Abrahams) (CRD# 4184330)
As of April 13, 2020, Eric Abrahams (a/k/a Jason Abrahams)’s FINRA BrokerCheck Report contains the following:
Disclosure Events
2 Customer Dispute(s)
1 Regulatory Event(s)
Current and Previous Registrations
11/19/2018 – 02/13/2019 BURCH & COMPANY, INC (CRD#:102280) KANSAS CITY, MO
09/06/2016 – 11/21/2016 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) Miami, FL
04/23/2004 – 09/06/2016 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) MIAMI, FL
07/01/2003 – 04/27/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
07/11/2000 – 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Eric Abrahams (a/k/a Jason Abrahams) and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
