Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Farmers Financial Solutions. If you suffered losses investing with Farmers Financial Solutions, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Farmers Financial Solutions (CRD# 103863) (SEC# 801-108217, 8-52361)
As of April 4, 2020, Farmers Financial Solutions’s FINRA BrokerCheck Report contains the following:
3 Regulatory Event Disclosures
Main Office Location
31051 AGOURA RD.
WESTLAKE VILLAGE, CA 91361
USA
Mailing Address
31051 AGOURA RD.
WESTLAKE VILLAGE, CA 91361
USA
Business Telephone Number
818-584-0200
Direct Owners and Executive Officers
FFS HOLDING, LLC, MANAGING MEMBER
BORKIN, JOSHUA ALAN (CRD#:6536355), CHIEF FINANCIAL OFFICER
DA SILVA, JULIO AREIAS (CRD#:6699702), BOARD MEMBER
HANSON, GUY MEADE (CRD#:7165729), BOARD MEMBER
HOHL, DOREN EUGENE (CRD#:1953425), SECRETARY
MARRONE, RONALD LEE (CRD#:7165730), BOARD MEMBER
MUETING, JOHN CHARLES (CRD#:4086467), PRESIDENT
ROBINSON, TARETHA ANN (CRD#:4539081), DIRECTOR OF OPERATIONS
ROBINSON, TARETHA ANN (CRD#:4539081), CHIEF COMPLIANCE OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Farmers Financial Solutions and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
