First Dallas Securities Incorporated – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with First Dallas Securities Incorporated. If you suffered losses investing with First Dallas Securities Incorporated, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
First Dallas Securities Incorporated (CRD# 24549) (SEC# 8-41231)
As of September 6, 2016, First Dallas Securities Incorporated’s FINRA BrokerCheck Report contains the following:
5 Regulatory Event Disclosures
0 Civil Event Disclosures
0 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
2905 MAPLE AVENUE
DALLAS, TX 75201
Mailing Address
2905 MAPLE AVENUE
DALLAS, TX 75201
Business Telephone Number
214-954-1177
Direct Owners and Executive Officers
HODGES CAPITAL HOLDINGS, INC. – SHAREHOLDER
HODGES, CRAIG DONALDSON (CRD# 1714289) – CEO
KERCH, ROBERT LEO JR (CRD# 2421770) – CHIEF COMPLIANCE OFFICER/ROP/FINOP/PRESIDENT
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with First Dallas Securities Incorporated and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.