First Republic Securities Company – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with First Republic Securities Company. If you suffered losses investing with First Republic Securities Company, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
First Republic Securities Company (CRD# 105108) (SEC# 8-52973)
As of September 12, 2016, First Republic Securities Company’s FINRA BrokerCheck Report contains the following:
1 Regulatory Event Disclosures
0 Civil Event Disclosures
1 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
388 MARKET STREET
16TH FLOOR
SAN FRANCISCO, CA 94111
Mailing Address
111 PINE STREET
SAN FRANCISCO, CA 94111
Business Telephone Number
415-364-4385
Direct Owners and Executive Officers
FIRST REPUBLIC BANK – PARENT COMPANY
AUGUST-DEWILDE, KATHERINE (CRD# 4298050) – DIRECTOR
GAVEY, JOHN PATRICK (CRD# 2072764) – MSRB PRINCIPAL/ROP
MERRILL, BARRANT VROMAN (CRD# 332368) – DIRECTOR
PATEL, RAMESH CHAND (CRD# 1252668) – FINOP / CFO
TATEOSIAN, DAVID CHARLES (CRD# 1605404) – PRESIDENT
THORNTON, ROBERT LEE JR (CRD# 1412949) – DIRECTOR
WEITGENANT, DAVID ANDREW (CRD# 2096196) – CHIEF COMPLIANCE OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with First Republic Securities Company and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.