Did you suffer investment losses with Four Points Capital Partners (CRD# 8-50162) (SEC# )?
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Four Points Capital Partners. If you suffered losses investing with Four Points Capital Partners, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, Four Points Capital Partners’s FINRA BrokerCheck Report contains the following:
1 Regulatory Event Disclosures
Main Office Location
55A E. RIDGEWOOD AVENUE
SUITE 12
RIDGEWOOD, NJ 07450
USA
Mailing Address
55A E. RIDGEWOOD AVENUE
SUITE 12
RIDGEWOOD, NJ 07450
USA
Business Telephone Number
212-257-5240
Four Points Capital Partners’s Direct Owners and Executive Officers
5M HOLDINGS LLC, MANAGING MEMBER
BARRECA, ROBERT JOSEPH (CRD#:2490354), CCO – PLACEMENTS
GRAY, JOHN CLARKE (CRD#:1367440), CHIEF FINANCIAL OPERATIONS OFFICER / CFO
MARTINO, MICHAEL CHRISTOPHER (CRD#:2579146), CEO/CCO
TOOKE, JEFFREY A (CRD#:5621579), CCO – INSURANCE
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Four Points Capital Partners and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
AURORA FINANCIAL SERVICES, L.L.C., HAYDEN & ASSOCIATES, AURORA FINANCIAL SERVICES, L.L.C., HAYDEN & ASSOCIATES