Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Landolt Securities. If you suffered losses investing with Landolt Securities, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Landolt Securities (CRD# 28352) (SEC# 8-43645)
As of April 4, 2020, Landolt Securities’s FINRA BrokerCheck Report contains the following:
3 Regulatory Event Disclosures
Main Office Location
41412 N. HWY 83
ANTIOCH, IL 60002
P.O. BOX 2703
OSHKOSH, WI 54903-2703
Business Telephone Number
Direct Owners and Executive Officers
MCKIERNAN, DONALD TRENDLEY (CRD#:1305965), CEO, PRESIDENT
MCKIERNAN, MATTHEW (CRD#:7006128), CHIEF OPERATIONS OFFICER
O’CONNOR, WILLIAM RAYMOND (CRD#:6661379), CHIEF COMPLIANCE OFFICER
SNETTING, DEBRA KAY (CRD#:4228688), FINOP
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
FISN, LESLIE FINANCIAL LLC, THE WEALTH PROTECTION GROUP, THE WEALTH PROTECTION GROUP LLC, TK CHEN FINANCIAL SERVICES LLC, TORII ASSET MANAGEMENT, WEALTHHOUSE ADVISORS INC., FISN, LESLIE FINANCIAL LLC, THE WEALTH PROTECTION GROUP, THE WEALTH PROTECTION GROUP LLC, TK CHEN FINANCIAL SERVICES LLC, TORII ASSET MANAGEMENT, WEALTHHOUSE ADVISORS INC.