Lincoln Investment – Investor Alert
Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Lincoln Investment. If you suffered losses investing with Lincoln Investment, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
Lincoln Investment (CRD# 519) (SEC# 8-14354)
As of September 12, 2016, Lincoln Investment’s FINRA BrokerCheck Report contains the following:
4 Regulatory Event Disclosures
0 Civil Event Disclosures
0 Arbitration Disclosures
0 Bond Disclosures
Main Office Location
601 OFFICE CENTER DRIVE
SUITE 300
FORT WASHINGTON, PA 19034
Mailing Address
601 OFFICE CENTER DRIVE
SUITE 300
FORT WASHINGTON, PA 19034
Business Telephone Number
215-887-8111
Direct Owners and Executive Officers
LINCOLN INVESTMENT CAPITAL HOLDINGS, LLC – MEMBER/OWNER
BURA, KAREN DOUGHERTY (CRD# 1666006) – ASSISTANT TREASURER
FLAX, STEVEN N (CRD# 5655474) – SR VICE-PRESIDENT, HUMAN RESOURCES
FORST, EDWARD JR (CRD# 708024) – ELECTED MANAGER/PRESIDENT/CEO
HOUSER, DENIS NEIL (CRD# 1640242) – SR VICE-PRESIDENT, BUSINESS DEVELOPMENT FOR CAPITAL ANALYSTS
KOERICK, DEIRDRE BRODERICK (CRD# 1029346) – SR VICE-PRESIDENT, CHIEF COMPLIANCE OFFICER
MARR, NORMAN MARK (CRD# 2790881) – SR VICE-PRESIDENT, CHIEF FINANCIAL OFFICER/TREASURER
MURPHY, THOMAS G (CRD# 2227373) – SR VICE-PRESIDENT, CHIEF OPERATING OFFICER
QUICKEL, STEPHEN JOSEPH (CRD# 2488644) – SR VICE-PRESIDENT, TECHNOLOGY
SCHU, JOHN DENNIS (CRD# 1036737) – SR VICE-PRESIDENT, BRANCH DEVELOPMENT
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with Lincoln Investment and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117.
Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice. For more information on Galvin Legal, please visit www.galvinlegal.com or call 1-800-405-5117.