Did you suffer investment losses with Pariter Securities (CRD# 127836) (SEC# 8-66064)?
Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with Pariter Securities. If you suffered losses investing with Pariter Securities, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
As of April 4, 2020, Pariter Securities’s FINRA BrokerCheck Report contains the following:
5 Regulatory Event Disclosures
Main Office Location
243 CARRETERA #2
GUAYNABO, PR 00966
P.O. BOX 11852
SAN JUAN, PR 00922
Business Telephone Number
Pariter Securities’s Direct Owners and Executive Officers
RIVERA FERNANDEZ, FRANCISCO JOSE (CRD#:2303039), MEMBER, PRESIDENT
SOTOMAYOR ALAMO, EDUARDO (CRD#:4479048), MUNICIPAL PRINCIPAL
SOTOMAYOR ALAMO, EDUARDO (CRD#:4479048), CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL
VELEZ GREEN, MARCOS R. (CRD#:6841122), FINOP
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.
Formerly Known As, Aliases, and Affiliates
ALPHA PRD, INC., ALPHA PRD, INC.