Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with PNC Investments. If you suffered losses investing with PNC Investments, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
PNC Investments (CRD# 129052) (SEC# 801-66195, 8-66195)
As of April 4, 2020, PNC Investments’s FINRA BrokerCheck Report contains the following:
8 Regulatory Event Disclosures
6 Arbitration Disclosures
Main Office Location
300 FIFTH AVENUE
PITTSBURGH, PA 15222
1900 E. 9TH STREET
CLEVELAND, OH 44114
Business Telephone Number
Direct Owners and Executive Officers
PNC BANK, NATIONAL ASSOCIATION, PARENT
BARNHART, TODD MARTIN, BOARD OF MANAGERS
GUERRINI, RICHARD ROBERT (CRD#:1990015), PRESIDENT, CEO, BOARD OF MANAGERS
HOLODINSKI, JOHN PAUL (CRD#:2494707), BOARD OF MANAGERS
MITCHELL, JESSICA (CRD#:6624246), BOARD OF MANAGERS
RAMASSINI, RICHARD JOHN (CRD#:4038199), BOARD OF MANAGERS & SECRETARY
RICHARDSON, MARGARET MARY (CRD#:6002933), CHIEF OPERATING OFFICER/BOARD OF MANAGERS
SADOWSKI, JOHN PAUL (CRD#:7011048), CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP
SANTILLO, ROBERT WILSON (CRD#:5379581), BOARD OF MANAGERS
SCHAFER, DAVID JOSEPH (CRD#:1368781), CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER
SUHANIC, JEFFREY DREW (CRD#:2124910), CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS
THOMPSON, LEIGH CHASE (CRD#:6534162), CHIEF LEGAL OFFICER
WEIDNER, KIMBERLY LYNN (CRD#:4080314), CHIEF RISK OFFICER & BOARD OF MANAGERS
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.