Galvin Legal, PLLC is launching an investigation on behalf of investors who may have suffered losses investing with TIAA-CREF Individual & Institutional Services. If you suffered losses investing with TIAA-CREF Individual & Institutional Services, then Galvin Legal, PLLC may be able to help you recover your losses in a Financial Industry Regulatory Authority (“FINRA“) arbitration claim.
TIAA-CREF Individual & Institutional Services (CRD# 20472) (SEC# 801-63550, 8-44454)
As of April 4, 2020, TIAA-CREF Individual & Institutional Services’s FINRA BrokerCheck Report contains the following:
3 Regulatory Event Disclosures
4 Arbitration Disclosures
Main Office Location
730 THIRD AVENUE
NEW YORK, NY 10017-3206
8500 ANDREW CARNEGIE BOULEVARD
MAIL STOP SSC/C2/08
CHARLOTTE, NC 28262-8500
Business Telephone Number
Direct Owners and Executive Officers
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA, SOLE OWNER OF APPLICANT
ABBOTT, ROSS HAMLET (CRD#:2756063), CHIEF OPERATING OFFICER
BADWE, RASHMI DILIP (CRD#:5702977), ELECTED MANAGER
BARBER, DAVID LEE (CRD#:4364359), CHIEF FINANCIAL OFFICER
BELLUCCI, RAYMOND JOHN (CRD#:1807977), ELECTED MANAGER
BENEDETTO, MARY CATHERINE (CRD#:7161521), SECRETARY
GRIESSER, WILLIAM GUNNAR (CRD#:2492486), ELECTED MANAGER
JONES, ERIC THOMAS (CRD#:1520041), ELECTED MANAGER
KAHRMANN, ANGELA MARIE (CRD#:1879256), PRESIDENT, CHIEF EXECUTIVE OFFICER, ELECTED MANAGER
LEWIS MARLBOROUGH, PAMELA LEE (CRD#:4155943), CHIEF LEGAL OFFICER
NARCISSE, COLBERT GERALD (CRD#:2275432), ELECTED MANAGER
TURVEY, SAMUEL A (CRD#:4379604), CHIEF COMPLIANCE OFFICER
FINRA requires brokerage firms to conduct due diligence on investments and to conduct a suitability analysis when recommending securities to a customer that takes into account the customer’s knowledge and experience. Brokerage firms that fail to conduct adequate due diligence or that make unsuitable recommendations can be held responsible for the customer’s losses in a FINRA arbitration claim.
If you suffered losses investing with TIAA-CREF Individual & Institutional Services and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117.
This information is all publicly available and is being provided to you by Galvin Legal, PLLC.
Galvin Legal, PLLC is a national securities arbitration, securities mediation, securities litigation, securities fraud, securities regulation and compliance, and investor protection law practice. For more information on Galvin Legal, PLLC and its representation of investors, please visit www.galvinlegal.com or call 1-800-405-5117.