Source:Â https://www.finra.org/about/firms-we-regulate
Updated: 4/17/18
FINRA Member Firms B
# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
B&A CAPITAL, INC.
1070 DUNDEE AVE, SUITE C, EAST DUNDEE, IL 60118
Mailing Address: 1070 DUNDEE AVE., SUITE C, EAST DUNDEE, IL 60118
B. C. ZIEGLER AND COMPANY
200 SOUTH WACKER DRIVE, SUITE 2000, CHICAGO, IL 60606
B. RILEY & CO., LLC
11100 SANTA MONICA BLVD., SUITE 800, LOS ANGELES, CA 90025
B. RILEY FBR, INC.
11100 SANTA MONICA BLVD, SUITE 800, LOS ANGELES, CA 90025
B.B. GRAHAM & COMPANY, INC.
1700 W. KATELLA AVE., ORANGE, CA 92867
BA SECURITIES, LLC
FOUR TOWER BRIDGE, 200 BARR HARBOR DRIVE, SUITE 400, W. CONSHOHOCKEN, PA 19428
BAADER HELVEA INC.
420 LEXINGTON AVENUE, SUITE 804, NEW YORK, NY 10170
BAC FLORIDA INVESTMENTS
2333 PONCE DE LEON BLVD., SUITE 700, CORAL GABLES, FL 33134
BACK BAY LIFE SCIENCE ADVISORY, LLC
545 BOYLSTON STREET, 12TH FLOOR, BOSTON, MA 02116
BACKSTROM MCCARLEY BERRY & CO., LLC
115 SANSOME STREET, MEZ. A, SAN FRANCISCO, CA 94104
BAGBY FINANCIAL SERVICES
302 NORTH WALNUT STREET, DEXTER, MO 63841
BAILARD FUND SERVICES, INC.
950 TOWER LANE, STE #1900, FOSTER CITY, CA 94404-2131
Mailing Address: 950 TOWER LANE STE, #1900, FOSTER CITY, CA 94404-2131
BAILLIE GIFFORD FUNDS SERVICES LLC
CALTON SQUARE, 1 GREENSIDE ROW, EDINBURGH, EH1 3AN UNITED KINGDOM
BAIN CAPITAL DISTRIBUTORS, LLC
200 CLARENDON STREET, FLOOR 44, BOSTON, MA 02116
BAKER & CO., INCORPORATED
19111 DETROIT AVE, SUITE 100, ROCKY RIVER, OH 44116
Mailing Address: 19111 DETROIT RD, SUITE 100, ROCKY RIVER, OH 44116
BAKER TILLY CAPITAL, LLC
TEN TERRACE COURT, MADISON, WI 53718
Mailing Address: PO BOX 7398, MADISON, WI 53707-7398
BALANCED SECURITY PLANNING, INC.
14887 CANAAN DRIVE, FORT MYERS, FL 33908
Mailing Address: 16970 SAN CARLOS BLVD. STE 160 #184, FORT MYERS, FL 33908
BALLEW INVESTMENTS, INC.
4800 I-55 NORTH, SUITE 21, JACKSON, MS 39211
Mailing Address: P.O. BOX 14888, JACKSON, MS 39236-4888
BANCA IMI SECURITIES CORP.
1 WILLIAM STREET, NEW YORK, NY 10004
BANCO DO BRASIL SECURITIES LLC
535 MADISON AVENUE, 33RD FLOOR, NEW YORK, NY 10022
BANCWEST INVESTMENT SERVICES, INC.
13220 CALIFORNIA STREET, 2ND FLOOR, OMAHA, NE 68154-9750
BANKERS CAPITAL INTERNATIONAL
99 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10016
BANKERS LIFE SECURITIES, INC.
111 E. WACKER DRIVE, 19TH FLOOR, CHICAGO, IL 60601
Mailing Address: 111 E. WACKER DRIVE, STE 1900, CHICAGO, IL 60601
BANKOH INVESTMENT SERVICES, INC.
130 MERCHANT STREET, SUITE 850, HONOLULU, HI 96813-4405
BANORTE-IXE SECURITIES INTERNATIONAL, LTD.
140 EAST 45TH STREET, 32ND FLOOR, NEW YORK, NY 10017
BANYAN SECURITIES, LLC
100 DRAKE’S LANDING ROAD, SUITE 125, GREENBRAE, CA 94904
BANYAN TREE SECURITIES, LLC
11111 SANTA MONICA BLVD., SUITE 1850, LOS ANGELES, CA 90025
BARCLAY INVESTMENTS LLC
254 WEST 54TH STREET, 16TH FLOOR, NEW YORK, NY 10019
BARCLAYS CAPITAL INC.
745 7TH AVENUE, NEW YORK, NY 10019
BARDI CO. LLC
633 WEST 5TH ST.,, 28TH FLOOR, LOS ANGELES, CA 90071
BARINGS SECURITIES LLC
INDEPENDENCE WHARF, 470 ATLANTIC AVENUE, BOSTON, MA 02210
BARNETT & PARTNERS ADVISORS, LLC
757 THIRD AVENUE, SUITE 1703, NEW YORK, NY 10017
BARON CAPITAL, INC.
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY 10153
BARRETT & COMPANY
42 WEYBOSSET ST, PROVIDENCE, RI 02903
Mailing Address: THE WILCOX BUILDING, 42 WEYBOSSET STREET, PROVIDENCE, RI 02903
BARRETTO SECURITIES INC
1152 MAINLAND ST, SUITE 224, VANCOUVER, V6B4X2 CANADA
Mailing Address: 1916 PIKE PLACE – STE 12, SEATTLE, WA 98101
BARRINGTON RESEARCH ASSOCIATES, INC.
161 N. CLARK ST., SUITE 2950, CHICAGO, IL 60601-3221
BATES SECURITIES, INC.
8437 NORTHERN AVE, ROCKFORD, IL 61107
BAY CREST PARTNERS, LLC
40 WALL STREET, 42ND FLOOR, NEW YORK, NY 10005
BAYES CAPITAL LLC
1 DEWOLF RD, SUITE 206, OLD TAPPAN, NJ 07675
BAYRIDGE SECURITIES, LLC
600 MONTGOMERY STREET, SAN FRANCISCO, CA 94111
BAYSHORE PARTNERS, LLC
401 EAST LAS OLAS BOULEVARD, SUITE 2360, FORT LAUDERDALE, FL 33301
BAYSTATE CAPITAL SERVICES, INC.
330 WHITNEY AVENUE, SUITE 500, HOLYOKE, MA 01040
BAYTIDE SECURITIES CORPORATION
7105 EAST ADMIRAL PLACE, TULSA, OK 74115
Mailing Address: P.O. BOX 580220, SUITE 500, TULSA, OK 74158
BB&T SECURITIES, LLC
901 EAST BYRD STREET, RIVERFRONT PLAZA, WEST TOWER, RICHMOND, VA 23219
BBVA SECURITIES INC.
1345 AVENUE OF THE AMERICAS 44TH FLOOR, NEW YORK, NY 10105-0302
Mailing Address: 15 SOUTH 20TH, 6TH FLOOR, BIRMINGHAM, AL 35233
BCG SECURITIES, INC.
51 HADDONFIELD ROAD, SUITE 210, CHERRY HILL, NJ 08002
BCI SECURITIES, INC.
200 S. BISCAYNE BLVD., SUITE 2350, MIAMI, FL 33131
BCMS CAPITAL ADVISORS LLC
747 THIRD AVE. 27TH FLOOR, NEW YORK, NY 10017
BCP SECURITIES, LLC
289 GREENWICH AVENUE – 4TH FL, GREENWICH, CT 06830
BCS GLOBAL MARKETS
1270 AVENUE OF THE AMERICAS, SUITE 1805, NEW YORK, NY 10020
BCS PLACEMENTS, LLC
71 MURRAY STREET, NO. 8, NEW YORK, NY 10007
BCW SECURITIES LLC
55 GREENS FARMS ROAD, SUITE 200, WESTPORT, CT 06880
BDA ADVISORS INC.
1270 AVENUE OF THE AMERICAS, SUITE 2901, NEW YORK, NY 10020
BDO CAPITAL ADVISORS, LLC
TWO INTERNATIONAL PLACE, 4TH FLOOR, BOSTON, MA 02110
BDT & COMPANY, LLC
401 N. MICHIGAN AVE. SUITE 3100, CHICAGO, IL 60611-4250
BD|CORTINA
1031 S DOUGLAS STREET, SALT LAKE CITY, UT 84105
Mailing Address: 724 E. 1220 N., OREM, UT 84097
BEACONSFIELD FINANCIAL SERVICES, INC.
SOUTHPOINTE INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 101, CANONSBURG, PA 15317
Mailing Address: SOUTHPOINT INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 101, CANONSBURG, PA 15317
BEAR CREEK SECURITIES LLC
1200 17TH STREET SUITE 970, DENVER, CO 80202
BECHTEL FINANCING SERVICES, LLC
50 BEALE STREET, SAN FRANCISCO, CA 94105-1895
Mailing Address: P.O. BOX 193965, SAN FRANCISCO, CA 94119-3965
BEDROK SECURITIES LLC
555 THEODORE FREMD AVENUE, C-301, RYE, NY 10580
BEECH HILL SECURITIES, INC.
880 3RD AVENUE 16TH FLOOR, NEW YORK, NY 10022-4730
BEEKMAN SECURITIES, INC.
733 THIRD AVENUE, NEW YORK, NY 10017
BEL AIR SECURITIES LLC
1999 AVENUE OF THE STARS, STE. 3200, LOS ANGELES, CA 90067
BELLE HAVEN INVESTMENTS, L.P.
800 WESTCHESTER AVENUE, SUITE N607, RYE BROOK, NY 10573
BELLMARK PARTNERS, LLC
75 CENTRAL STREET, 4TH FLOOR, BOSTON, MA 02109
BELMONT CAPITAL
115 EAST 57TH STREET, SUITE 1125, NEW YORK, NY 10022
Mailing Address: 115 EAST 57TH STREET, NEW YORK, NY 10022
BENCHMARK INVESTMENTS, INC.
509 MAIN STREET, ARKADELPHIA, AR 71923
BENCHMARK SECURITIES LLC
250 S. PARK AVENUE, SUITE 380, WINTER PARK, FL 32789
BENEDETTO, GARTLAND & COMPANY, INC.
444 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10022
BENEFIT FINANCE SECURITIES, LLC
SIX CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141-7164
BENEFIT FUNDING SERVICES, LLC
21860 BURBANK BLVD., SUITE 150, WOODLAND HILLS, CA 91367
Mailing Address: 21860 BURBANK BLVD,, SUITE 150, WOODLAND HILLS, CA 91367
BENGUR BRYAN & CO., INC.
509 SOUTH EXETER STREET, SUITE 210, BALTIMORE, MD 21202
BENJAMIN & JEROLD BROKERAGE I, LLC
80 BROAD STREET, 6TH FLOOR, NEW YORK, NY 10005
BENJAMIN F. EDWARDS & COMPANY, INC.
ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO 63105
BENJAMIN SECURITIES, INC.
750 VETERANS MEMORIAL HIGHWAY SUITE 210, HAUPPAUGE, NY 11788
BENTLEY SECURITIES CORPORATION
250 PARK AVENUE, SUITE 1101, NEW YORK, NY 10177
Mailing Address: 250 PARK AVENUE, SUITE 1101, NEW YORK, NY 10177
BEQUIA SECURITIES, LLC
22 MILL STREET, SUITE 303, ARLINGTON, MA 02476
Mailing Address: 22 MILL STREET, 303, ARLINGTON, MA 02476
BERCHWOOD PARTNERS LLC
717 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10022
BERENBERG CAPITAL MARKETS LLC
1251 AVENUE OF THE AMERICAS, 53RD FLOOR, NEW YORK, NY 10020
BERENSON & COMPANY, LLC
667 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10065
BERINGER FINANCE US INC.
140 BROADWAY, 46TH FLOOR, NEW YORK, NY 10005
BERKERY NOYES SECURITIES, LLC
245 PARK AVENUE, NEW YORK, NY 10167
BERKSHIRE CAPITAL SECURITIES LLC
535 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022-4212
BERMAN CAPITAL, LLC
435 HILL STREET, SAN FRANCISCO, CA 94114
Mailing Address: P. O. BOX 330249, SAN FRANCISCO, CA 94133
BERNARD HEROLD & CO., INC.
805 3RD AVENUE, NEW YORK, NY 10022-7513
Mailing Address: 805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022-7513
BERNARDI SECURITIES, INC.
20 S CLARK ST, SUITE 2700, CHICAGO, IL 60603
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
4201 42ND STREET NE, SUITE 100, CEDAR RAPIDS, IA 52402
Mailing Address: P. O. BOX 11340, CEDAR RAPIDS, IA 52410-1340
BESSEMER INVESTOR SERVICES, INC.
630 FIFTH AVENUE, NEW YORK, NY 10111-0333
BESTVEST INVESTMENTS, LTD.
600 NORTH JACKSON STREET, SUITE 305, MEDIA, PA 19063
BETA CAPITAL SECURITIES LLC
777 BRICKELL AVENUE, SUITE 1201, MIAMI, FL 33131
BETHESDA SECURITIES, LLC
55 GREENS FARMS ROAD, WESTPORT, CT 06880
BETTERMENT SECURITIES
61 WEST 23RD STREET, 4TH FLOOR, NEW YORK, NY 10010
BETTINGER & LEECH FINANCIAL CORP.
600 PALISADE AVENUE, ENGLEWOOD CLIFFS, NJ 07632
BEXIL SECURITIES LLC
11 HANOVER SQUARE, NEW YORK, NY 10005
BFIN FINANCIAL SERVICES, LLC
440 S. LASALLE ST., STE. 900, CHICAGO, IL 60605
Mailing Address: 440 S. LASALLE ST. STE. 900, CHICAGO, IL 60605
BFIN SECURITIES US LLC
1114 6TH AVENUE, 22ND FLOOR, THE GRACE BUILDING, NEW YORK, NY 10036
BFINANCE US LTD.
2ND FLOOR, 36 QUEEN STREET, LONDON, EC4R 1BN UK
BFP SECURITIES, LLC
6 CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141
BFT FINANCIAL GROUP, LLC
2312 SCHOOL LANE, BEDFORD, TX 76021
BG STRATEGIC ADVISORS LLC
525 SOUTH FLAGELR DRIVE, SUITE 200, WEST PALM BEACH, FL 33401
Mailing Address: 525 SOUTH FLAGLER DRIVE, SUITE 200, WEST PALM BEACH, FL 33401
BG WORLDWIDE SECURITIES, INC.
21860 BURBANK BLVD., SUITE 150, WOODLAND HILLS, CA 91367
BGC FINANCIAL, L.P.
ONE SEAPORT PLAZA, 19TH FLOOR, NEW YORK, NY 10038
BHA SELECT NETWORK, LLC
745 ATLANTIC AVE., 7TH FLOOR, BOSTON, MA 02111
Mailing Address: 745 ATLANTIC AVE., #730, BOSTON, MA 02111
BHARGAVA CAPITAL
609 WHITE PINE ROAD, FRANKLIN LAKES, NJ 07417
BHIRUD ASSOCIATES, INC.
6 THORNDAL CIRCLE, SUITE 205, DARIEN, CT 06820
BHK SECURITIES, LLC
2200 LAKESHORE DRIVE, SUITE 250, BIRMINGHAM, AL 35209
BIA CAPITAL STRATEGIES, LLC
14150 PARKEAST CIRCLE, SUITE 110, CHANTILLY, VA 20151
Mailing Address: 14150 PARKEAST CIRCLE, SUITE 110, CHANTILLY, VA 20151
BIDS TRADING L.P.
ONE LIBERTY PLAZA, 165 BROADWAY, 23RD FLOOR, NEW YORK, NY 10006
BIG SKY ENERGY CAPITAL, LLC
5806 HAMMOCK ISLES DRIVE, NAPLES, FL 34119
Mailing Address: 2338 IMMOKALEE RD., SUITE 423, NAPLES, FL 34110
BIGELOW CAPITAL SECURITIES LLC
ONE HARBOUR PLACE, SUITE 215, PORTSMOUTH, NH 03801
BILL FEW SECURITIES, INC.
107 MT. NEBO POINTE, SUITE 200, PITTSBURGH, PA 15237
BILL PARKER AGENCY
4528 MILLRACE RD., SACRAMENTO, CA 95864-0826
Mailing Address: 4528 MILLRACE RD., SACRAMENTO, CA 95864
BILLOW BUTLER & COMPANY, L.L.C.
20 N. WACKER DRIVE SUITE 2110, CHICAGO, IL 60606
BILTMORE INTERNATIONAL CORPORATION
1090 KING GEORGES POST ROAD, SUITE 203, EDISON, NJ 08837
BIRCH LAKE PARTNERS, LP
HYATT CENTER, 71 SOUTH WACKER DRIVE SUITE 2425, CHICAGO, IL 60606
BIRCHWOOD SECURITIES CORP.
106 N LAKESIDE DRIVE E, MEDFORD, NJ 08055
Mailing Address: 106 NORTH LAKESIDE DRIVE EAST, MEDFORD, NJ 08055
BIRKELBACH & CO.
8080 CYPRESS HOLLOW COURT, PONTE VEDRA BEACH, FL 32082
BISMARCK CAPITAL, LLC
745 FIFTH AVENUE, 31ST FLOOR, NEW YORK, NY 10151
BKD CORPORATE FINANCE, LLC
910 EAST ST. LOUIS STREET, SUITE 200, SPRINGFIELD, MO 65806
Mailing Address: P.O. BOX 1190, SPRINGFIELD, MO 65806-2523
BLACK CREEK CAPITAL MARKETS, LLC
518 17TH STREET, 12TH FLOOR, DENVER, CO 80202
BLACK OAK SECURITIES, INC.
205 S. WALNUT, ROCHESTER, IL 62563
BLACKARCH SECURITIES LLC
227 W. TRADE STREET, SUITE 2200, CHARLOTTE, NC 28202
BLACKROCK EXECUTION SERVICES
55 EAST 52ND STREET, NEW YORK, NY 10055
Mailing Address: 1 UNIVERSITY SQUARE DRIVE, PRINCETON, NJ 08540
BLACKROCK INVESTMENTS, LLC
55 EAST 52ND STREET, NEW YORK, NY 10055
Mailing Address: 1 UNIVERSITY SQUARE DRIVE, PRINCETON, NJ 08540
BLACKSTONE ADVISORY PARTNERS L.P.
345 PARK AVENUE, NEW YORK, NY 10154-0191
BLACKTORCH SECURITIES, LLC
23505 SMITHTOWN ROAD, SUITE #110, EXCELSIOR, MN 55331
BLAKESLEE AND BLAKESLEE INC.
1101 MARSH STREET, SAN LUIS OBISPO, CA 93401
BLAYLOCK VAN, LLC
600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022
Mailing Address: 600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022
BLEY INVESTMENTS GROUP, INC.
4200 S. HULEN ST STE 519, FT. WORTH, TX 76109
Mailing Address: 4200 S. HULEN ST STE 519, FORT. WORTH, TX 76109
BLOOM SECURITIES, LLC
21500 BISCAYNE BLVD., SUITE 403, AVENTURA, FL 33180
BLOOMBERG TRADEBOOK LLC
919 THIRD AVE, NEW YORK, NY 10022
BLUE BELLE INVESTMENT CO., INC.
2001 KIRBY DRIVE, SUITE 909, HOUSTON, TX 77019
BLUE SAND SECURITIES LLC
15210 N. SCOTTSDALE RD, STE. 305, SCOTTSDALE, AZ 85254
BLUE VISTA CAPITAL, LLC
353 N. CLARK ST., SUITE 730, CHICAGO, IL 60654-3453
BLUEFIN RESEARCH PARTNERS, INC.
60 STATE STREET, 37TH FLOOR, BOSTON, MA 02109
BLUEROCK CAPITAL MARKETS LLC
20 WEST 55TH STREET, NEW YORK CITY, NY 10019
Mailing Address: 20 WEST 55TH STREET, NEW YORK CITY, NY 10019
BLUESQUARE CAPITAL ADVISORS, LLC
15 SHOOKVILLE RD., MILAN, NY 12571
BLUESTONE CAPITAL PARTNERS, LLC
1650 TYSONS BOULEVARD, SUITE 1530, MCLEAN, VA 22102
BMA SECURITIES, LLC
2321 ROSECRANS AVENUE, SUITE 3285, EL SEGUNDO, CA 90245
BMI CAPITAL INTERNATIONAL LLC
747 THIRD AVENUE, 2ND FLOOR, NEW YORK, NY 10017
Mailing Address: 747 THIRD AVE, 2ND FLOOR, NEW YORK, NY 10017
BML SECURITIES LLC
33 BROAD STREET, SUITE 1100, BOSTON, MA 02109
BMO CAPITAL MARKETS CORP.
3 TIMES SQUARE, NEW YORK, NY 10036
BMO HARRIS FINANCIAL ADVISORS, INC.
115 S LASALLE STREET, 13 W, CHICAGO, IL 60603
BMO INVESTMENT DISTRIBUTORS, LLC
115 S LASALLE, CHICAGO, IL 60603
BMO NESBITT BURNS SECURITIES LTD.
C/O LEGAL DEPT. 21 ST FLOOR 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA
Mailing Address: C/O LEGAL DEPT. 21ST FLOOR, 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA
BMS CAPITAL ADVISORY, INC.
122 EAST 42ND STREET, SUITE 820, NEW YORK, NY 10168
BNP PARIBAS PRIME BROKERAGE, INC.
787 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 525 WASHINGTON BLVD, 5TH FLOOR, JERSEY CITY, NJ 07310
BNP PARIBAS SECURITIES CORP.
787 SEVENTH AVENUE, NEW YORK, NY 10019
Mailing Address: 525 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310
BNY MELLON CAPITAL MARKETS, LLC
101 BARCLAY STREET, NEW YORK, NY 10286
Mailing Address: 101 BARCLAY STREET, 3RD FLOOR, NEW YORK, NY 10286
BOC INTERNATIONAL (USA) INC.
1045 AVENUE OF THE AMERICAS, SUITE 1501, NEW YORK, NY 10018
BODELL OVERCASH ANDERSON & CO., INC.
FENTON BUILDING, SUITE 200, JAMESTOWN, NY 14701
Mailing Address: FENTON BUILDING, SUITE 200, PO BOX 1237, JAMESTOWN, NY 14702-1237
BODINGTON & COMPANY
50 CALIFORNIA ST, SAN FRANCISCO, CA 94111-0050
BOENNING & SCATTERGOOD, INC.
4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300, WEST CONSHOHOCKEN, PA 19428-2979
BOFAML SECURITIES, INC.
ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: 222 BROADWAY, NY3-222-12-05, NEW YORK, NY 10038
BOK FINANCIAL SECURITIES, INC.
ONE WILLIAMS CENTER, PLAZA SOUTHEAST, TULSA, OK 74172
Mailing Address: P.O. BOX 2300, TULSA, OK 74192
BOLTON GLOBAL CAPITAL
579 MAIN STREET, BOLTON, MA 01740
BOLTON SECURITIES CORPORATION
579 MAIN STREET, BOLTON, MA 01740
BOND LANE PARTNERS LLC
11812 SAN VICENTE BLVD SUITE 510, LOS ANGELES, CA 90049
BOOMERANG CAPITAL LLC
12 RUNKENHAGE ROAD, DARIEN, CT 06820
Mailing Address: PO BOX 47, DARIEN, CT 06820
BOSTON CAPITAL SECURITIES, INC.
ONE BOSTON PLACE, BOSTON, MA 02108
BOSTON INNOVATION CAPITAL, LLC
9B HAMILTON PLACE, BOSTON, MA 02108
BOSTON PARTNERS SECURITIES, L.L.C.
909 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022
BOSTONIA GLOBAL SECURITIES, LLC
699 BOYLSTON STREET, EIGHTH FLOOR, BOSTON, MA 02116
Mailing Address: 699 BOYLSTON STREET, EIGHTH FLOOR, BOSTON, MA 02116
BOURNE PARTNERS SECURITIES, LLC
550 SOUTH CALDWELL STREET, SUITE 900, CHARLOTTE, NC 28202
BOURSA INVESTMENTS
525 B STREET, SUITE 910, SAN DIEGO, CA 92101
BOUSTEAD SECURITIES, LLC
6 VENTURE, SUITE 325, IRVINE, CA 92618
BOWEN ADVISORS, INC.
34 MAIN STREET EXTENSION, SUITE LL01, PLYMOUTH, MA 02360
BOWERS SECURITIES INC.
NYSE TRADING FLOOR, 11 WALL STREET, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET – SUITE 1704, NEW YORK, NY 10005
BOWNE PARK CAPITAL, INC.
189-14 CROCHERON AVE, #305, FLUSHING, NY 11358-2338
BP SECURITIES, LLC
11100 NE 8TH STREET, SUITE 400, BELLEVUE, WA 98004
BPU INVESTMENT MANAGEMENT INC.
ONE OXFORD CENTRE, 301 GRANT STREET, SUITE 3300, PITTSBURGH, PA 15219
BRADESCO SECURITIES, INC.
450 PARK AVENUE, 32ND FLOOR, NEW YORK, NY 10022
BRADLEY WOODS & CO. LTD.
805 THIRD AVE, 18TH FL., NEW YORK, NY 10022
BRADY WARE CORPORATE FINANCE, LLC
3601 RIGBY ROAD, SUITE 400, DAYTON, OH 45342
BRANDIS TALLMAN LLC
22 BATTERY STREET, SUITE 500, SAN FRANCISCO, CA 94111
BRANDON INVESTMENTS, INC.
5101 WHEELIS ROAD, SUITE 112, MEMPHIS, TN 38117
Mailing Address: P O BOX 770870, MEMPHIS, TN 38177-0870
BRASIL PLURAL SECURITIES LLC
545 MADISON AVENUE,, 8TH FLOOR, NEW YORK, NY 10022
BRATTLE ADVISORS LLC
ONE INTERNATIONAL PLACE, 14TH FLOOR, BOSTON, MA 02110
BRAZOS SECURITIES, INC.
12400 COIT ROAD, SUITE 1040, DALLAS, TX 75251
Mailing Address: 6454 VICKERY BLVD., DALLAS, TX 75214
BREAKWATER GROUP DISTRIBUTION SERVICES, LLC
350 MADISON AVENUE, NEW YORK, NY 10017
BREAN CAPITAL, LLC
3 TIMES SQUARE, 14TH FLOOR, NEW YORK, NY 10036
BRECHLING ANDERSEN SECURITIES
ONE PARK PLAZA BLDG, 3250 WILSHIRE BLVD SUITE1750-L, LOS ANGELES, CA 90010-1502
Mailing Address: ONE PARK PLAZA BLDG., 3250 WILSHIRE BLVD SUITE 1750-L, LOS ANGELES, CA 90010-1502
BREN VENTURES LLC
590 MADISON AVENUE, 26TH FLOOR, NEW YORK, NY 10022
BRENDAN E. CRYAN AND COMPANY, L.L.C.
44 WALL ST, 12TH FLOOR (SUITE 1240), NEW YORK, NY 10005
BRENTWOOD CAPITAL ADVISORS LLC
5000 MERIDIAN BLVD., SUITE 350, FRANKLIN, TN 37067
BREVAN HOWARD US LLC
590 MADISON AVENUE, NINTH FLOOR, NEW YORK, NY 10022
BRG CAPSTONE CAPITAL ADVISORS
810 SEVENTH AVENUE, SUITE 4100, NEW YORK, NY 10019
Mailing Address: 810 SEVENTH AVENUE, NEW YORK, NY 10019
BRICKELL GLOBAL MARKETS, INC.
1395 BRICKELL AVE, SUITE 490, MIAMI, FL 33131
BRIDGE CAPITAL ASSOCIATES, INC.
127 MAIN STREET, LILBURN, GA 30047
BRIDGE STREET SECURITIES, LLC
135 MAIN STREET, 12TH FLOOR, SAN FRANCISCO, CA 94105
Mailing Address: 27 SKYLINE TERRACE, MILL VALLEY, CA 94941
BRIDGEWATER JAMES LIMITED, LLC
ONE MARITIME PLAZA, SUITE 2250, SAN FRANCISCO, CA 94111
Mailing Address: ONE MARITIME PLAZA, SUITE 2250, SAN FRANCISCO, CA 94111
BRIDGEWOOD ADVISORS INC.
126 N. JEFFERSON ST., #330, MILWAUKEE, WI 53202
BRIGHT TRADING, LLC
4850 HARRISON DRIVE, LAS VEGAS, NEVADA 89121
BRIGHTCHOICE FINANCIAL, LLC
618 CHURCH STREET, SUITE 430, NASHVILLE, TN 37219
BRIGHTHOUSE SECURITIES, LLC
11225 NORTH COMMUNITY HOUSE ROAD, CHARLOTTE, NC 28277
BRIGHTON 5TH PARTNERS LLC
800 WESTCHESTER AVENUE, SUITE S628, RYE BROOK, NY 10573-1354
BRIGHTON SECURITIES CORP.
1703 MONROE AVENUE, ROCHESTER, NY 14618-1487
BRILLIQUID LLC
51 JOHN F. KENNEDY PKWY, FIRST FLOOR WEST, SHORT HILLS, NJ 07078-2702
BRINKER CAPITAL SECURITIES, INC.
1055 WESTLAKES DRIVE, SUITE 250, BERWYN, PA 19312
BRISTOL FINANCIAL SERVICES, INC
500 N. BROADWAY, SUITE 238, JERICHO, NY 11753
BRISTOL INVESTMENT GROUP, INC.
110 EAST 59TH STREET, 22ND FL., NEW YORK, NY 10022
BRITTANY CAPITAL GROUP, INC.
666 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10103
BRITTINGHAM, INC.
5809 KENNETT PIKE, WILMINGTON, DE 19807
BROAD STREET CAPITAL MARKETS, LLC
494 BROAD ST., SUITE 206, NEWARK, NJ 07102
BROADHAVEN SECURITIES LLC
150 N RIVERSIDE PLAZA, 25TH FLOOR, CHICAGO, IL 60606
BROADMARK CAPITAL, LLC
600 UNIVERSITY STREET, SUITE 1800, SEATTLE, WA 98101
BROADOAK PARTNERS, LLC
4800 MONTGOMERY LANE, SUITE 230, BETHESDA, MD 20814
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
300 EXECUTIVE DRIVE, SUITE 1, EDGEWOOD, NY 11717-8382
BROADSPAN SECURITIES LLC
1450 BRICKELL AVENUE, SUITE 2620, MIAMI, FL 33131
BROCK SECURITIES LLC
521 FIFTH AVE, 39TH FLOOR, NEW YORK, NY 10175
BROCKETT TAMNY & CO. INCORPORATED
444 SOUTH FLOWER STREET, SUITE 2350, LOS ANGELES, CA 90071
BROKER DEALER FINANCIAL SERVICES CORP.
140 SO. 68TH STREET, SUITE 2200, WEST DES MOINES, IA 50266
Mailing Address: PO BOX 71339, CLIVE, IA 50325-1339
BROKERAGESELECT
364 WEST 117TH STREET, SUITE 5A, NEW YORK, NY 10026
BROKERBANK SECURITIES, INC.
12800 WHITEWATER DRIVE, SUITE 100, MINNETONKA, MN 55343-9406
Mailing Address: 9484 PAINTERS RIDGE, SUITE 100, EDEN PRAIRIE, MN 55347-2831
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC.
4135 NW URBANDALE DR, URBANDALE, IA 50322
BROKERTEC AMERICAS LLC
4 TIMES SQUARE, 14TH FLOOR, NEW YORK, NY 10036
BRONFMAN E.L. ROTHSCHILD CAPITAL, LLC
10 TERRACE COURT, SUITE 103, MADISON, WI 53718
BROOKFIELD PRIVATE ADVISORS LLC
BROOKFIELD PLACE, 250 VESEY STREET, 15TH FLOOR, NEW YORK, NY 10281-1021
BROOKLANDS CAPITAL STRATEGIES BD, LP
909 MONTGOMERY ST. 3RD FLOOR, SAN FRANCISCO, CA 94133
BROOKLIGHT PLACE SECURITIES, INC.
1901 BUTTERFIELD ROAD, SUITE 220, DOWNERS GROVE, IL 60515
BROOKLINE GROUP, LLC
2501 20TH PLACE SOUTH, SUITE 275, BIRMINGHAM, AL 35223
BROOKS, HOUGHTON SECURITIES, INC.
780 THIRD AVENUE, 35TH FLOOR, NEW YORK, NY 10017
BROOKWOOD ASSOCIATES, L.L.C.
15 PIEDMONT CENTER SUITE 820, ATLANTA, GA 30305
BROOKWOOD SECURITIES PARTNERS, LLC
138 CONANT STREET, BEVERLY, MA 01915
BROWN ADVISORY SECURITIES, LLC
901 SOUTH BOND STREET, SUITE 400, BALTIMORE, MD 21231-3340
Mailing Address: 901 SOUTH BOND STREET, SUITE 400, BALTIMORE, MD 21231
BROWN AND BROWN SECURITIES, INC.
4925 GREENVILLE AVENUE #990, DALLAS, TX 75206-4026
BROWN ASSOCIATES, INC.
819 BROAD STREET, CHATTANOOGA, TN 37402-2613
Mailing Address: P.O. BOX 11507, CHATTANOOGA, TN 37401-2507
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
140 BROADWAY, NEW YORK, NY 10005-1108
BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC.
1375 E. 9TH STREET, SUITE 2500, CLEVELAND, OH 44114
BROWN, LISLE/CUMMINGS, INC.
ONE TURKS HEAD PLACE – SUITE 800, PROVIDENCE, RI 02903-2273
BROWNSTONE INVESTMENT GROUP, LLC
505 FIFTH AVENUE, 10TH FLOOR, NEW YORK, NY 10017
BRUCE A. LEFAVI SECURITIES, INC.
2323 FOOTHILL DR., SUITE 100, SALT LAKE CITY, UT 84109
BRUDERMAN BROTHERS LLC
75 MONTEBELLO RD, SUFFERN, NY 10901
BRYAN FUNDING, INC.
125 TECHNOLOGY DRIVE, SUITE 105, CANONSBURG, PA 15317-9557
BRYAN GARNIER SECURITIES, LLC
750 LEXINGTON AVENUE, 16TH FLOOR, NEW YORK, NY 10022
BRYANT PARK CAPITAL SECURITIES, INC.
489 FIFTH AVENUE, 16TH FLOOR, NEW YORK, NY 10017
BSP SECURITIES, LLC
3290 NORTHSIDE PKWY., SUITE 800, ATLANTA, GA 30327
BTG PACTUAL US CAPITAL, LLC
601 LEXINGTON AVENUE, 57TH FLOOR, NEW YORK, NY 10022-6831
Mailing Address: 601 LEXINGTON AVENUE, NEW YORK, NY 10022-6831
BTIG, LLC
600 MONTGOMERY STREET, 6TH FLOOR, SAN FRANCISCO, CA 94111
BTMU SECURITIES, INC.
1221 AVENUE OF THE AMERICAS, 8TH FLOOR, NEW YORK, NY 10020
BTS SECURITIES CORPORATION
420 BEDFORD ST-SUITE 340, LEXINGTON, MA 02420
BUCKLER SECURITIES LLC
3001 OCEAN DRIVE, SUITE 201, VERO BEACH, FL 32963
BUCKMAN, BUCKMAN & REID, INC.
44 CHURCH ST., LITTLE SILVER, NJ 07739
BUCKRAM SECURITIES LTD
21 CEDAR SWAMP ROAD, SUITE 4, GLEN COVE, NY 11542
BUELL SECURITIES CORP.
200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033
Mailing Address: 200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033
BUILDER ADVISOR GROUP, LLC
ONE LETTERMAN DRIVE, BUILDING C, SUITE 3800, SAN FRANCISCO, CA 94129
BULL & BEAR BROKERAGE SERVICES, INC.
6817 SOUTHPOINT PARKWAY, SUITE 1003, JACKSONVILLE, FL 32216
BULL MARKET SECURITIES, INC.
6971 N FEDERAL HWY, SUITE 403, BOCA RATON, FL 33487
BULLISH BOB BAGLEY SECURITIES, INC.
429 COUNTRY VIEW LANE, GARLAND, TX 75043
BULLTICK, LLC
333 SE 2ND AVE., STE 3950, MIAMI, FL 33131
BURCH & COMPANY, INC
4151 N. MULBERRY DRIVE, SUITE 235, KANSAS CITY, MO 64116
BURKE & QUICK PARTNERS LLC
333 EARLE OVINGTON BLVD, SUITE 230, UNIONDALE, NY 11553
BURKE, LAWTON, BREWER & BURKE, LLC
516 N BETHLEHEM PIKE, AMBLER, PA 19002
Mailing Address: P.O. BOX 950, SPRING HOUSE, PA 19477
BURNHAM & FLOWER FINANCIAL, INC.
315 SOUTH KALAMAZOO MALL, KALAMAZOO, MI 49007
BURNHAM STERLING SECURITIES LLC
29 RIVER ROAD, SUITE 102, COS COB, CT 06807-2745
BURPEE DEL SIMONE CAPITAL MARKETS LLC
300 BAKER AVENUE, SUITE 300, CONCORD, MA 01742
Mailing Address: 75 ARLINGTON STREET, SUITE 500, BOSTON, MA 02116
BUTLER CAPITAL PARTNERS
151 POST ROAD – TITUS HOUSE, OLD WESTBURY, NY 11568
BUTTONWOOD PARTNERS, INC.
701 DEMING WAY, SUITE 100, MADISON, WI 53717
BWK TRINITY CAPITAL SECURITIES LLC
11755 WILSHIRE BLVD., SUITE 2450, LOS ANGELES, CA 90025
